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A multicenter, randomized, placebo-controlled, open-label, phase 2b clinical trial to evaluate the antitumor activity of combination therapy of SMT-NK (allogeneic natural killer cells) and pembrolizumab versus pembrolizumab monotherapy in patients with advanced biliary tract cancer

Status Approved

  • First Submitted Date

    2022/06/20

  • Registered Date

    2022/06/30

  • Last Updated Date

    2022/06/30

CRIS Required

WHO ICTRP (International Clinical Trial Registry Platform) Required

  • 1. Background

    Background - CRIS Registration Number, Unique Protocol ID, Public/Brief Title, Scientific Title, Acronym, MFDS Regulated Study, IND/IDE Protocol, Registered at Other Registry, Name of Registry/Registration Number
    CRIS
    Registration Number
    KCT0007476
    Unique Protocol ID 4-2022-0239
    Public/Brief Title Study of SMT-NK Inj. Plus Pembrolizumab vs Pembrolizumab Monotherapy in Patients With Advanced Biliary Tract Cancer
    Scientific Title A multicenter, randomized, placebo-controlled, open-label, phase 2b clinical trial to evaluate the antitumor activity of combination therapy of SMT-NK (allogeneic natural killer cells) and pembrolizumab versus pembrolizumab monotherapy in patients with advanced biliary tract cancer
    Acronym SNK-SIT-03
    MFDS Regulated Study Yes
    IND/IDE Protocol Yes
    Registered at Other Registry No
    Healthcare Benefit Approval Status Not applicable
  • 2. Institutional Review Board / Ethics Committee

    Institutional Review Board Information
    Board Approval Status Submitted approval
    Board Approval Number 4-2022-0239
    Approval Date 2022-04-19
    Institutional Review Board Name Yonsei University Health System, Severance Hospital, Institutional Reveiw Board
    Institutional Review Board Address 50-1, Yonsei-ro, Seodaemun-gu, Seoul
    Institutional Review Board Telephone 02-2228-0435
    Data Monitoring Committee No
  • 3. Contact Details

    Contact Details Information - Contact Person for Principal Investigator / Scientific Queries, Contact Person for Public Queries, Contact Person for Updating Information의 Name, Title, Email, Telephone, Cellular Phone, Affiliation, Address
    Contact Person for Principal Investigator / Scientific Queries
    Name SeungWoo Park
    Title Professor
    Telephone +82-2-2228-1964
    Affiliation Yonsei University
    Address 50-1 Yonsei-ro,Seodaemun-gu,Seoul,South Korea 03722
    Contact Person for Public Queries
    Name JUNGMIN IM
    Title Director
    Telephone +82-2-6297-0520
    Affiliation SMT Bio
    Address #311,181 Gasan Digital 1-ro,Geumcheon-gu,Seoul,South Korea 08503
    Contact Person for Updating Information
    Name JUNGMIN IM
    Title Director
    Telephone +82-2-6297-0520
    Affiliation SMT Bio
    Address #311,181 Gasan Digital 1-ro,Geumcheon-gu,Seoul,South Korea 08503
  • 4. Status

    Status Information - Study Site, Overall Recruitment Status, Date of First Enrollment, Status of First Enrollment, Target Number of Participant, Primary Completion Date, Recruitment Status by Participating Study Site, Name of Study Site, Recruitment Status, Date of First Enrollment, Status of First Enrollemnt
    Study Site Multi-center Number of center : 3
    Overall Recruitment Status Recruiting
    Date of First Enrollment 2022-06-09 Actual
    Target Number of Participant 128
    Primary Completion Date 2025-01-08 , Anticipated
    Study Completion Date 2026-06-08 , Anticipated
    Recruitment Status by Participating Study Site 1
    Name of Study Yonsei University Health System, Severance Hospital
    Recruitment Status Recruiting
    Date of First Enrollment 2022-07-08 ,
    Recruitment Status by Participating Study Site 2
    Name of Study Yonsei University Health System, Gangnam Severance Hospital
    Recruitment Status Recruiting
    Date of First Enrollment 2022-06-09 ,
    Recruitment Status by Participating Study Site 3
    Name of Study National Cancer Center
    Recruitment Status Recruiting
    Date of First Enrollment 2022-06-27 ,
  • 5. Source of Monetary / Material Support

    Source of Monetary / Material Support Information - Organization Name, Organization Type, Project ID
    1. Source of Monetary/Material Support
    Organization Name SMT Bio
    Organization Type Research Institute
    Project ID SNK-SIT-03
  • 6. Sponsor Organization

    Sponsor Organization Information - Organization Name, Organization Type
    1. Sponsor Organization
    Organization Name SMT Bio
    Organization Type Research Institute
  • 7. Study Summary

    Study Summary Information
    Lay Summary
    The term of biliary tract cancer (BTC) refers to all tumors that arise from the biliary tract or the biliary drainage system, including the gallbladder.Biliary tract cancer is one of the most poorly prognosis cancers and the five-year survival rate remains at about 10% as it is difficult to expect long-term survival due to frequent local recurrence and remote metastasis after surgery.Korea belongs to a country with a high number of biliary tract cancer patients, and the incidence of biliary tract cancer is actually increasing every year.According to the 2018 National Cancer Registration Statistics, the number of 5-year biliary tract cancer patients was 13,967 (7,547 men and 6,420 women), which corresponds to about 2.9% of all cancersand the 5-year survival rate of biliary tract cancer patients between 2014 and 2018 was 28.8%, showing a lower survival rate than other cancer species.Most of the long-term survival is due to early detection by screening, but  advanced carcinoma is a refractory carcinoma with a 5-year survival rate of less than 5%.In addition to standard anticancer drugs, alternative anticancer drugs and targeted treatments can be developed for cancer with a large number of patients, but biliary tract cancer is difficult to find any more treatments if standard treatment fails and standard anticancer treatments cannot be continued due to resistance.
    Natural killer cells (NK cells) are innate lymphocyte cells with cell killing activity, and have the characteristic of destroying cells by secretion of   and granzyme into cancer cells and abnormal cells that are reduced or deficient in expression of MHC class I.Clinical studies using natural killer cells as anticancer drugs have long been conducted on various cancers.
    Pembrolizumab is a monoclonal antibody designed to bind to a receptor called PD-1, which is expressed by immune cells such as T cells.Natural killer cells were also found to be expressing PD-1 in the same way as T cells, and in particular, PD-1 was found to be higher in cancer patients than in healthy people.Therefore, combined therapy with the immune-check point such as pembrolizumab can be useful in elevating the anticancer activity of NK cells.
    In this clinical trial, the combination therapy of the SMT-NK and Pembrolizumab compared to Pembrolizumab monotherapy in advanced biliary tract cancer that is difficult to proceed with chemotherapy due to refractory to chemotherapy or side effects to chemotherapy. The purpose of this study is to provide a new therapeutic option as a second-line treatment by evaluating the antitumor activity and safety of combination therapy. 
  • 8. Study Design

    Study Design Information - Study Type, Study Purpose, Phase, Intervention Model, Blinding/Masking, Blinded Subject, Allocation, Intervention Type, Intervention Description, Number of Arms, Arm Label, Target Number of Participant, Arm Type, Arm Description
    Study Type Interventional Study
    Study Purpose
    Treatment
    Phase Phase2/Phase3
    Intervention Model Parallel  
    Blinding/Masking Open
    Allocation RCT
    Intervention Type Drug  
    Intervention Description
    -Experimental:
    Pembrolizumab + SMT-NK inj. 
    Participants will be randomized to receive 200 mg pembrolizumab
    followed by 3*10^6cells/kg SMT-NK inj.
    -Placebo Controlled: Pembrolizumab
     Participants will be randomized to receive 200 mg pembrolizumab.
    Number of Arms 2
    Arm 1

    Arm Label

    Experimental

    Target Number of Participant

    64

    Arm Type

    Experimental

    Arm Description

    SMT-NK inj. will be administered as an intravenous (IV) infusion on Day 1,Day 14 of each 21-day cycle.
    Pembrolizumab will be administered as an intravenous(IV) infusion every 3 weeks on Day 1 of each 21-day cycle.
    
    Arm 2

    Arm Label

    Controlled

    Target Number of Participant

    64

    Arm Type

    Placebo comparator

    Arm Description

    Pembrolizumab will be administered as an intravenous(IV) infusion every 3 weeks on Day 1 of each 21-day cycle.
    
  • 9. Subject Eligibility

    Subject Eligibility Information
    Condition(s)/Problem(s) * (C00-D48)Neoplasms 
       (C24.9)Malignant neoplasm of biliary tract, unspecified 

    Advanced Biliary Tract Cancer
    Rare Disease Yes
    Inclusion Criteria

    Gender

    Both

    Age

    19Year~80Year

    Description

    1. Patients who received a histopathological or cytologic diagnosis of nonresectable, advanced biliary tract carcinoma (intrahepatic or extrahepatic cholangiocarcinoma, gallbladder cancer) and patients with
    refractory disease after chemotherapy and/or patients who have difficulty with chemotherapy due to side effects of chemotherapy.
    2. Patients who receives an explanation from the trial manager about the purpose, contents, and characteristics of the Investigational products for the clinical trial and is signed by the person, guardian or legal
    representative in the written informed consent.
    3. 19 to 80 years old on day of signing informed consent.
    4. Histopathological or cytologic diagnosis of advanced adenocarcinoma of the biliary tract and those with measurable lesions for RECIST evaluation
    • Tumor lesion: Must be accurately measured in at least one dimension (longest diameter in the plane of measurement is to be recorded) with a minimum size of 10mm by CT Scan
    • Malignant lymph nodes: To be considered pathologically enlarged and measurable, a lymph node must be ≥15mm in short axis when assessed by CT scan
    5. Have a performance status of ≤2 on the ECOG Performance Scale.
    6. Patients who survival period is expected to be at least 3 months.
    7. Demonstrate laboratory test results the following conditions:
    • ANC (Absolute Neutrophil Count) ≥ 1,500/μL
    • Hemoglobin≥ 9 g/dL
    • Platelet> 80,000/μL
    • serum BUN & Creatinine ≤ 2.0 x upper limit of normal (ULN)
    • AST & ALT ≤ 5.0 x upper limit of normal (ULN)
    • Bilirubin ≤ 5mg/dL
    • Albumin ≥ 2.8g/dL
    • Prothrombin time (PT)% activity ≥ 70%
    8. Patients or partners who has agreed to the appropriate use of contraceptives by two or more during the treatment period (including Survival follow-up period) (for men, those who have agreed not to provide sperm)
    9. Patients who meet one or more of the following conditions:
      -Patients have at least 1% Combined Positive Score (*CPS) PD-L1 expression detected on the tumor, as determined by
        **immunohistochemistry performed by a central laboratory.
        • CPS = (number of PD-L1 positive tumor cells, lymphocytes,macrophage)/ (total number of viable tumor cells) X 100
        • Immunohistochemistry: IHC 22C3 pharmDx test
       -Patients who have a positive MSI-H or dMMR test
       • MSI-high positive tumors analyzed by PCR
       • dMMR positive tumors analyzed by immunohistochemical staining
       • MSI-H was measured by PCR, and positive finding when two or more unstable markers were detected in PCR for 5 microsatellite markers, MSI- **dMMR is analyzed by immunohistochemical staining and 
           positive when the discoveryof one or more genes in MLH1, MSH2, MSH6 and PMS2 staining is lost.
    Exclusion Criteria
    1. Patients who have previous history
    • Immune deficiency or autoimmune disease that can be aggravated by immunotherapy (for example: Rheumatoid arthritis, systemic lupus erythematosus, vasculitis, multiple sclerosis, Crohn's disease,
    ulcerative colitis, adolescent-developed insulin-dependent diabetes mellitus).
    • Immune deficiency disease
    • Pneumonia, colitis, hepatitis, nephritis, endocrine diseases associated with immunodeficiency (hypophysis, thyroid dysfunction,Type 1 diabetes, etc.)
    • Obvious myocardial failure or uncontrolled arterial hypertension
    • Active central nervous system (CNS) metastases and/or carcinomatous meningitis.
    • Non-infectious pneumonia, interstitial lung disease
    • Human Immunodeficiency Virus (HIV) (HIV 1/2 antibodies).
    • Hepatitis B (defined as HBsAg reactive) or known active hepatitis C virus (defined as HCV ribonucleic acid (RNA) [qualitative] is detected) infection or active tuberculosis
    • Active infection (if systemic treatment is required)
    2. Has a diagnosed and/or treated additional malignancy within 5 years prior to signing informed consent except for curatively treated basal cell carcinoma of the skin, squamous cell carcinoma of the skin
    3. Has a previous history of anti-angiogenic agent treatment before signing informed consent
    4. Has a known serious allergic history
    5. Has a known serious mental illness
    6. Identified the following in Screening:
    • CRP ≥10 mg/dl and albumin ≤3.0 g/dl are suspected of cancer cachexia
    • Patients who have symptomatic ascites that is not controlled by medical treatment
    7. Has received chemotherapy not less than 4 weeks old before randomization
    8. Has received a live vaccine within 4 weeks before randomization
    9. Is currently participating in or has participated in another clinical study within 4 weeks before randomization or the adverse event due to investigational drug administered remain before randomization
    10. Has previously administrated Pembrolizumab and another anti-PD-1/ PD-L1 agent
    11. Has previously administrated immune-cell therapy (including natural killer cell etc.)
    12. Female who are pregnant, breastfeeding or intending to become pregnant during the study period.
    13. Has a history of any contraindication or has a severe hypersensitivity to any components of pembrolizumab
    14. Has performed major surgery within 4 weeks prior to signing informed consent
    15. Patients who are unsuitable to participate in clinical trials by investigator’s decision
    Healthy Volunteers Yes
  • 10. Outcome Measure(s)

    Outcome Measure(s) Information - Type of Primary Outcome, Primary Outcome, Outcome, Timepoint, Secondary Outcome, Outcome, Timepoint
    Type of Primary Outcome Efficacy
    Primary Outcome(s) 1
    Outcome
    Progression Free Survival
    Timepoint
    Up to approximately 72 weeks from the date of first administration of clinical trial drugs
    Secondary Outcome(s) 1
    Outcome
    Object Response rate
    Timepoint
    Up to approximately 72 weeks from the date of first administration of clinical trial drugs
    Secondary Outcome(s) 2
    Outcome
    Time to Progression
    Timepoint
    Up to approximately 72 weeks from the date of first administration of clinical trial drugs
    Secondary Outcome(s) 3
    Outcome
    Overall Survival
    Timepoint
    Up to approximately 120 weeks from the date of first administration of clinical trial drugs
    Secondary Outcome(s) 4
    Outcome
    Duration of Response
    Timepoint
    Up to approximately 72 weeks from the date of first administration of clinical trial drugs
    Secondary Outcome(s) 5
    Outcome
    Disease Control Rate
    Timepoint
    Up to approximately 72 weeks from the date of first administration of clinical trial drugs
    Secondary Outcome(s) 6
    Outcome
    Best Overall Response
    Timepoint
    Up to approximately 72 weeks from the date of first administration of clinical trial drugs
    Secondary Outcome(s) 7
    Outcome
    Time to Response
    Timepoint
    Up to approximately 72 weeks from the date of first administration of clinical trial drugs
    Secondary Outcome(s) 8
    Outcome
    Quality of Life
    Timepoint
    Up to approximately 72 weeks from the date of first administration of clinical trial drugs
  • 11. Study Results and Publication

    Study Results and Publication Information - Result Registered, Final Enrollment Number, Number of Publication, Publications, Results Upload, Date of Posting Results, Protocol URL or File Upload, Brief Summary
    Result Registered No
  • 12. Sharing of Study Data(Deidentified Individual-Patient Data, IPD)

    Sharing of Study Data Information - Sharing Statement, Time of Sharing, Way of Sharing
    Sharing Statement No
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